Tag Archives: Sean McKessy

Looking Back at Fall 2023 PCCE Events: SEC Enforcement Policy Roundtable

As we begin to prepare for a full schedule of events in 2024, starting with an event on Voluntary Self-Disclosure Policy for Export Controls Violations on January 16, 2024, the NYU School of Law Program on Corporate Compliance and Enforcement (PCCE) is taking a moment to reflect on our busy Fall 2023 program. First up: our September 6, 2023 Roundtable on SEC enforcement policy.

Photo of speakers

SEC Director of Enforcement Gurbir Grewal (©Hollenshead: Courtesy of NYU Photo Bureau)

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