Compliance and Enforcement

Skip to content
  • Home
  • Manage Your Subscription
Compliance and Enforcement

Happy Holidays from PCCE!

Holiday greeting card

Share this post:

Share on X (Twitter)Share on FacebookShare on PinterestShare on LinkedInShare on EmailShare on Reddit
This entry was posted in Uncategorized on December 23, 2024 by Joseph P Facciponti.

Post navigation

← Federal Court Suspends Enforcement of Corporate Transparency Act Nationwide Fifth Circuit Holds that OFAC May Not Maintain Sanctions on Cryptocurrency Mixer Tornado Cash →

Search Prior Posts

About this Blog

Compliance & Enforcement is a blog sponsored by NYU Law's Program on Corporate Compliance and Enforcement. Contact us: Joseph P. Facciponti (jpf9721@nyu.edu)

Blog Editors

Joseph P. Facciponti
Jennifer H. Arlen '86

Associate Editors

Anna Binotto '25
Florencia Fuentealba Baraona '25
Lyndsey Garbee '26
Judy Yuanting Jiang '26
Avner Shemla '25
Elke Van Hooghten '25

Categories

  • Administrative Law
  • ALI Principles of Compliance, Risk Management and Enforcement
  • Anti-Money Laundering (AML)
  • Antitrust and Anti-Competitive Behavior
  • Artificial Intelligence
  • Attorney-Client Privilege and Work Product Doctrine
  • Bank Secrecy Act (BSA)
  • Banking and Finance
  • Bankruptcy
  • Biometric Data
  • Boards of Directors
  • Brexit
  • Bribery and Corruption
  • Bureau of Industry and Security (BIS)
  • California Consumer Privacy Act (CCPA)
  • California Privacy Protection Agency (CPPA)
  • Commerce Clause
  • Commercial Civil Litigation
  • Committee on Foreign Investment in the United States (CFIUS)
  • Commodities Fraud
  • Commodity Futures Trading Commission (CFTC)
  • Compliance
  • Constitutional Law
  • Consumer Financial Protection Bureau (CFPB)
  • Consumer Protection
  • Cooperation
  • Copyright Infringement
  • Corporate Civil Liability and Enforcement
  • Corporate Criminal Liability and Enforcement
  • Corporate Enforcement
  • Corporate Espionage
  • Corporate Governance
  • Corporate Investigations
  • Corruption: Domestic
  • Corruption: Foreign
  • Countering the Financing of Terrorism
  • COVID-19/ Coronavirus
  • Criminal Enforcement
  • Cross-Border Data Transfers
  • Cryptocurrency and Digital Assets
  • Currency Transaction Report (CTR)
  • Cyber Incident Reporting for Critical Infrastructure Act of 2022 (CIRCIA)
  • Cybercrime & Cybersecurity
  • Cybersecurity and Infrastructure Security Agency (CISA)
  • Data Analytics
  • Data Management
  • Data Privacy
  • Deterrence
  • Directors & Officers
  • Discrimination
  • Disgorgement
  • Diversity, Equity, and Inclusion (DEI)
  • Dodd-Frank Act
  • Employee Misconduct
  • Employment Law
  • Enforcement
  • Enforcement Policy
  • Environmental Enforcement
  • Environmental, Social, and Governance (ESG)
  • EU AI Act
  • EU Digital Operational Resilience Act (DORA)
  • EU Foreign Subsidies Regulation (FSR)
  • European Union (EU)
  • Export Administration Regulations (EAR)
  • Export Control Reform Act of 2018 (ECRA)
  • Export Controls
  • False Claims Act (FCA)
  • Federal Communications Commission (FCC)
  • Federal Deposit Insurance Corporation (FDIC)
  • Federal Reserve System
  • Federal Trade Commission (FTC)
  • Federalism
  • Financial Crimes Enforcement Network (FinCEN)
  • Financial Industry Regulatory Authority (FINRA)
  • Financial Institutions
  • FinTech
  • Foreign Corrupt Practices Act (FCPA)
  • Foreign Sovereign Immunities Act (FSIA)
  • Fraud
  • French Liability and Enforcement
  • FTX Bankruptcy
  • General Data Protection Regulation (GDPR)
  • Gramm-Leach-Bliley Act (GLBA)
  • Health Care
  • Health Care Fraud
  • Higher Education
  • Imposter Scams
  • Individual Liability
  • Insider Trading
  • Insurance
  • Intellectual Property
  • Investor Protection
  • Know Your Customer and Customer Due Diligence (KYC/CDD)
  • Latin America
  • Lending
  • Market Abuse
  • Mergers & Acquisitions
  • Monitors
  • National Security
  • New York Department of Financial Services (NYDFS)
  • New York State Law
  • Nonprofits
  • Obstruction of Justice
  • Office of Foreign Assets Control (OFAC)
  • Office of the Comptroller of the Currency (OCC)
  • PCCE Directors' Academy
  • PCCE Events and Conferences
  • PCCE Governance Announcement
  • Privacy
  • Prosecutorial Diversion: DPAs and NPAs
  • Ransomware
  • Remediation
  • Reporting
  • Reproductive Rights
  • Risk Management
  • Sanctions
  • Securities and Exchange Commission (SEC)
  • Securities Fraud
  • Securities Regulation
  • Sentencing
  • Serious Fraud Office (SFO)
  • Shareholder Activism
  • Social Justice
  • State Attorneys General
  • Suspicious Activity Report (SAR)
  • Tax Evasion
  • Technology
  • Third Party Risk Management
  • U.K. Financial Conduct Authority (FCA)
  • U.S. Department of Commerce (Commerce)
  • U.S. Department of Justice (DOJ)
  • U.S. Department of the Treasury (Treasury)
  • U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC)
  • U.S. Sentencing Guidelines (USSG)
  • U.S. State Privacy Laws
  • U.S. Supreme Court (SCOTUS)
  • UK Bribery Act
  • UK Liability and Enforcement
  • Ukraine Conflict
  • Uncategorized
  • Unfair, Deceptive, and Abusive Business Practices (UDAP)
  • Victim Restitution
  • Voluntary Self-Disclosure
  • Whistleblowers
  • Workplace Misconduct and Harassment

Other Publications of Interest

GAB | The Global Anticorruption Blog
Harvard Law School Forum on Corporate Governance and Financial Regulation

Contact Us

law.pcce@nyu.edu

Follow the Blog

Please, insert a valid email.

Thank you, your email will be added to the mailing list once you click on the link in the confirmation email.

Spam protection has stopped this request. Please contact site owner for help.

This form is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

Proudly powered by WordPress
Subscribe

Subscribe By Email

Get every new post delivered right to your inbox.

This form is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.