2016 DOJ and SEC FCPA Resolution Tracker

Courtesy of Davis Polk & Wardwell LLP

On October 27, 2016, Davis Polk presented its 2016 DOJ and FCPA Resolution Tracker, updated through the end of Q3. The tracker details key characteristics of corporate and individual FCPA resolutions, and is available through the link below.

Q3 Highlights include:

  • 12 resolutions
  • $488 million in disgorgement and penalties
  • 100% of the resolutions involved SEC
  • Alleged violations span 5 continents and 13 countries

Download the Q3 2016 DOJ and FCPA Resolution Tracker here (PDF: 2,835 KB).

The above post was originally issued as a Davis Polk & Wardwell client memo by Greg D. Andres, John Banes, Maurice BlancoAngela T. Burgess, Neil MacBrideDenis J. McInerney, Neal A. Potischman, Martin Rogers, Linda Chatman Thomsen, and Raul F. Yanes.

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