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Compliance and Enforcement

AdmissionsBlogChart1

Published January 15, 2021 at 1679 × 897 in Admissions of Guilt to the SEC under Chair Jay Clayton.
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The figure above illustrates, in each fiscal year 2010 to 2020, the number of settled actions with neither admit nor deny, actions with admission of guilt, actions where defendant prevails, actions with SEC dismissal, actions classified as “other.”

The figure above illustrates, in each fiscal year 2010 to 2020, the number of settled actions with neither admit nor deny, actions with admission of guilt, actions where defendant prevails, actions with SEC dismissal, actions classified as “other.”

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